At Neil Jesani Advisors, Inc., protecting your privacy is important to us and our number one priority is your trust. Your privacy is essential to earning and keeping that trust and our commitment to your privacy is our foremost concern while we gather, maintain and use both your public and nonpublic personal information. In the interest of transparency and to continue to cultivate your trust, we are providing our privacy policy and practices related to the use and collection of our clients’ information.

Based on the nature of the tax and financial services industry, it is necessary for us to obtain some personal information from our clients for the purposes of preparing various strategies, tax returns, illustrations and reports. The information that we typically need to attain is about your overall finances, health and lifestyle in order to determine which strategy, product and company best match your financial needs. Please note that it is our corporate policy to never sell or rent this information to anyone. 

Clients should be aware and trust that we take precautions to ensure that your information is kept private and confidential and the personal information you furnish us with is treated with the utmost respect and in accordance with our Privacy Policy.

All employees, staff and authorized third parties are required to comply with these privacy policies and procedures.

Please carefully read this Privacy Policy and our Terms of Use before using this website and engaging our services. 

By visiting, viewing or using the website in any manner, you are agreeing to the terms set forth in this Privacy Policy, as well as the Terms of Use for the website.

Personally identifiable information (“PII”) and non-personally identifiable information (“Non-PII”) may be collected from you or you may provide either of these types of information when you visit our website. PII includes information such as your name, address, phone number, ZIP code, email address and similar information. Non-PII is non-personally identifiable information, and may include, for example, your IP address, browser type, domain names, access dates and similar information.

All of our users’ information, not just the sensitive information mentioned above, is restricted in our offices. Only employees who need the information to perform a specific job are granted access to personally identifiable information. Furthermore, all employees are kept up-to-date on our security and privacy practices. Every time new policies are added, our employees are notified and/or reminded about the importance we place on privacy, and what they can do to ensure our users’ information is protected. All our computers are encrypted and password protected. All physical files and the servers that store personally identifiable information are in a secure environment in a locked facility.

We use a variety of proven protections to maintain the security of your personal information. including firewall barriers, encryption techniques, authentication procedures, complex password protocols, anti-virus software and limiting access to its office to only those individuals who require access for legitimate business functions. Access to the office is limited including unique locks, key pad access, restricted access and alarm system. These controls are in place for information during the electronic transmission of the data as well as when the information is held in storage.

Private Information held by the Company is restricted to only those employees whose job duties require access to this information on a “need to know basis”. Access to Private Information is granted and authorized by the Company’s President. These access rights are reviewed regularly to ensure the correct permissions are granted to the Company’s employees.

While we take active steps to protect all information we receive, we cannot guarantee the security of any information you transmit to us via the Internet. And although we make good faith efforts to maintain the security of such Information, we cannot guarantee that it will remain free from unauthorized access, use, disclosure, or alteration. Further, we cannot guarantee that our security measures will prevent unauthorized persons from accessing or obtaining this information. We assume no liability to you or any other party in relation to the unauthorized access, use, or alteration of any information provided to us.

We do not disclose the personal information we collect about our clients to anyone except (i) in furtherance of our business relationship with the client and then only to those persons and parties necessary to effectuate our clients’ business and the services we are engaged and authorized to provide them; (ii) to persons assessing our compliance with industry standards; our attorneys, accountants and auditors; or (iv) as otherwise provided or required by law. Information is only disclosed and shared on a strict need to know basis.

We are permitted by law to disclose the personal information about you to governmental agencies and other third parties in certain circumstances. These third parties are prohibited to use or share the information provided for any other purpose.

When you provide information to us, we may share your information, to the extent provided by applicable law, with our affiliated companies and third parties for the purpose of fulfilling your requests as well as offering you other services that may be of interest to you. It is not shared with any third party, unless requested by you or permitted by law. Under no circumstance will we sell your information or transfer your information to any ad network, ad exchange, data broker or other advertising or monetization related service. We may also aggregate statistics that we gather about our customers, sales, traffic patterns and services, and provide these statistics to third parties; however, when we do, these statistics will not include any personal information that identifies individuals.

If at any point a client terminates our services or becomes an inactive client, we will continue to adhere to our privacy policy, as may be amended from time to time.